The Practice Of Using Compliance In The Global Community

Learn the Fundamentals of Compliance Management in different countries

What you’ll learn
Understanding of the Regulatory Structure in the UK
Demonstrate an understanding of regulations in payment industry in Singapore
Understanding what is Jiko Kanri about
What anti-corruption measures have been implement in France
Role of the Financial Conduct Authority
How companies are creating strong Compliance Functions and Environment to avoid penalties and reputation losses.

Requirements
To be interested in practice compliance
Will not need business expert knowledge, but a basic understanding is helpful
Will not need working experience or previous knowledge in compliance

Description
Welcome to the course “The practice of using compliance in the global community”.This course is for everyone who wants to increase their knowledge of compliance procedures in other countries.This course consists of 4 modules and a final test. Additional materials and tasks are provided in order to assist students in integrating each module.Compliance is required everywhere. Every organization in the world has compliance obligations to meet. In this course you will learn about practical side of compliance in the different countries (UK, Japan, France, Singapore). This course has been developed by practitioners who use compliance in their everyday working lives. Lecturers are ready to share their practical experience of applying compliance.By the end of this course, I hope you are going to see compliance in the global community in a fresh light and take steps toward continuing your education in AML and compliance.The topics explored in this course include:How corruption is fought in FranceWhat is the Japanese self-management technique Jiko Kanri is all about?What is the role of compliance in solving financial crimes?What can we learn from Singapore’s experience in the payments industry?How does the Regulatory Structure work in the UK?And much more. Welcome to the course and good luck!

Overview
Section 1: Introduction to this course

Lecture 1 Welcome to the course

Section 2: Regulatory Environment of the UK Financial Services

Lecture 2 The Regulatory Structure in the UK

Lecture 3 The Financial Conduct Authority

Lecture 4 Fines of the Financial Conduct Authority

Lecture 5 HM Treasury (HMT) and The Bank of England (BoE)

Lecture 6 The Competition and Markets Authority (CMA)

Lecture 7 Other financial regulation institutions of the UK

Lecture 8 The FCA’s Principles for Businesses

Section 3: French anti-corruption guidelines

Lecture 9 What is the purpose of the Sapin II Act?

Lecture 10 What are the risks if my company does not comply with the AFA guidelines?

Lecture 11 What are the anti-corruption measures to be implemented?

Lecture 12 Does and Don’t for the Sapin II Law measures

Section 4: New regulations in payment industry (in Singapore)

Lecture 13 Payment Services Act dated 28 Jan 2020

Lecture 14 The Activities that will be regulated under PSA

Lecture 15 Business Conduct Requirements for PSA

Section 5: Jiko Kanri, japanese self-management technique

Lecture 16 What is Jiko Kanri?

Lecture 17 Mavericks VS Team Workers

Section 6: Final Test

Those willing to gain practical knowledge of compliance,Professionals wanting to increase their value through better understanding of Compliance in France, Great Britain and Singapore,Career starters and students wanting to build a comprehensive Compliance knowledge